From 777f9d3fd8caf56e6bc6999a4b05379307d0733f Mon Sep 17 00:00:00 2001 From: Justin Gassner Date: Tue, 12 Sep 2023 07:36:33 +0200 Subject: Initial commit --- .../the-fundamental-four/open-mapping-theorem.md | 109 +++++++++++++++++++++ 1 file changed, 109 insertions(+) create mode 100644 pages/functional-analysis-basics/the-fundamental-four/open-mapping-theorem.md (limited to 'pages/functional-analysis-basics/the-fundamental-four/open-mapping-theorem.md') diff --git a/pages/functional-analysis-basics/the-fundamental-four/open-mapping-theorem.md b/pages/functional-analysis-basics/the-fundamental-four/open-mapping-theorem.md new file mode 100644 index 0000000..53da008 --- /dev/null +++ b/pages/functional-analysis-basics/the-fundamental-four/open-mapping-theorem.md @@ -0,0 +1,109 @@ +--- +title: Open Mapping Theorem +parent: The Fundamental Four +grand_parent: Functional Analysis Basics +nav_order: 3 +# cspell:words surjective bijective +--- + +# {{ page.title }} + +Recall that a mapping $T : X \to Y$, +where $X$ and $Y$ are topological spaces, +is called *open* if the image under $T$ of each open set of $X$ +is open in $Y$. + +{: .theorem-title } +> {{ page.title }} +> {: #{{ page.title | slugify }} } +> +> A bounded linear operator between Banach spaces is open +> if and only if it is surjective. + +{% proof %} +Let $X$ and $Y$ be Banach spaces +and let $T : X \to Y$ be a bounded linear operator. +Let $B_X$ and $B_Y$ denote the open unit balls in $X$ and $Y$, respectively. + +First, suppose that $T$ is surjective. +The balls $m B_X$, $m \in \NN$, cover $X$. +Since $T$ is surjective, +their images $mTB_X$ cover $Y$. +This remains true, if we take closures: +$\bigcup \overline{mTB_X} = Y$. +Hence, we have written the space $Y$, +which is assumed to have a complete norm, +as the union of countably many closed sets. It follows form the +[Baire Category Theorem]({% link pages/general-topology/baire-spaces.md %}) +that $\overline{mTB_X}$ has nonempty interior for some $m$. +Thus there are $q \in Y$ and $\alpha > 0$ +such that $q + \alpha B_Y \subset \overline{mTB_X}$. +Choose a $p \in X$ with $Tp=q$. +It is a well known fact, that in a normed space +the translation by a vector and the multiplication with a nonzero scalar +are homeomorphisms and thus compatible with taking the closure. +We conclude $\alpha B_Y \subset \overline{T(mB_X-q)}$. +Since $mB_X-q$ is a bounded set, +it is contained in a ball $\beta B_X$ for some $\beta > 0$. +Thus, $\alpha B_Y \subset \overline{T \beta B_X} = \beta \overline{TB_X}$. +With $\gamma := \alpha / \beta > 0$ we obtain $\gamma B_Y \subset \overline{TB_X}$. + +Clearly, every $y \in \gamma B_Y$ is the limit of a sequence $(Tx_n)$, +where $x_n \in B_X$. +However, the sequence $(x_n)$ *may not converge*! +We show that it is possible to find a *convergent* sequence $(s_n)$ in $4B_X$ +such that $Ts_n \to y$. +To construct $(s_n)$, we recursively define a sequence $(y_k)$ +with $y_k \in 2^{-k} \gamma B_Y$ for $k \in \NN_0$. +The sequence starts with $y_0 := y \in 2^0 \gamma B_Y$. +Given $y_k \in 2^{-k} \gamma B_Y$, one has $y_k \in \overline{T 2^{-k} B_X}$. +By the definition of closure, there exists a $x_k \in 2^{-k} B_X$ +such that $Tx_k$ lies in the open $2^{-(k+1)} \gamma$-ball about $y_k$. +This means that $y_{k+1} := y_k - Tx_k \in 2^{-(k+1)}\gamma B_Y$. +Now define $s_n$ as the $n$-th partial sum of the series $\sum_{k=0}^{\infty} x_k$. +The series converges, +because it converges absolutely (Here we use the completeness of $X$). +The latter is true because $\sum \norm{x_k} \le \sum 2^{-k} = 3$. +This also shows that each $s_n$ and the limit $x := \lim s_n$ lie in $4B_X$. +The auxiliary sequence $(y_n)$ converges to $0$ by construction. +Therefore, in the limit $n \to \infty$ + +$$ +Ts_n = \sum_{k=0}^{n} Tx_k = \sum_{k=0}^{n} y_k - y_{k+1} += y_0 - y_{n+1} \to y_0 = y, +$$ + +as desired. +It follows from the continuity of $T$ that $Ts_n \to Tx$, thus $Tx = y$. + +In the preceding paragraph it was proven that $\gamma B_Y \subset 4TB_X$. +Hence, $\delta B_Y \subset TB_X$ where $\delta := \gamma/4$. +To show that $T$ is open, consider any open set $U \subset X$. +If $y$ lies in $TU$, there exists a $x \in U$ such that $Tx=y$. +Since $U$ is open, there is an $\epsilon > 0$ such that $x+\epsilon B_X \subset U$. +Applying $T$, we find $y + \epsilon TB_X \subset TU$. +Combine with $\delta B_Y \subset TB_X$ to see $y + \epsilon \delta B_X \subset TU$. +Hence, $TU$ is open. +This shows that $T$ is indeed an open mapping. + +Conversely, suppose that $T$ is open. TODO +{% endproof %} + +--- + +XXX injective +For a bijective mapping between topological spaces, to say that it is open, +is equivalent to saying that its inverse is continuous. +The inverse of a bijective linear map between normed spaces is automatically linear +and thus continuous if and only if it is bounded. +As a corollary to the {{ page.title }} we obtain the following: + +{: .corollary-title } +> Bounded Inverse Theorem +> {: #bounded-inverse-theorem } +> +> If a bounded linear operator between Banach spaces is bijective, +> then its inverse is bounded. +XXX relax to injective + +Also known as *Inverse Mapping Theorem*. -- cgit v1.2.3-70-g09d2